License renewal and continuing education requirements
Series 7 · 63 · 65 License Renewal & CE Requirements
FINRA-registered securities representatives must complete annual continuing education to maintain their registrations. Series licenses require both a Regulatory Element (FINRA-administered) and a Firm Element (employer-administered) CE program each year.
LicenseReminder™ helps series 7 · 63 · 65 professionals track license expiration dates, state-specific CE requirements, renewal deadlines, and approved education providers in one place.
Stay ahead of series 7 · 63 · 65 renewal requirements
- Track your renewal deadline and license status.
- Understand the CE hours and renewal period that apply to your credential.
- Find approved CE providers when it is time to complete your education.
- Get reminders before your license expires.